How judges can show respect Victoria Pratt

“Judge, I want to tell you something.
I want to tell you something.

I been watching you

and you’re not two-faced.

You treat everybody the same.”

That was said to me
by a transgender prostitute

who before I had gotten on the bench

had fired her public defender,

insulted the court officer

and yelled at the person
sitting next to her,

“I don’t know what you’re looking at.
I look better than the girl you’re with.”

(Laughter)

She said this to me

after I said her male name low enough

so that it could
be picked up by the record,

but I said her female name loud enough

so that she could walk down the aisle
towards counselor’s table with dignity.

This is procedural justice,
also known as procedural fairness,

at its best.

You see, I am the daughter
of an African-American garbageman

who was born in Harlem

and spent his summers
in the segregated South.

Soy la hija de una peluquera dominicana.

I do that to make sure
you’re still paying attention.

(Laughter)

I’m the daughter of a Dominican beautician

who came to this country
for a better life for her unborn children.

My parents taught me, you treat everyone
you meet with dignity and respect,

no matter how they look,
no matter how they dress,

no matter how they spoke.

You see, the principles of fairness

were taught to me at an early age,

and unbeknownst to me,
it would be the most important lesson

that I carried with me
to the Newark Municipal Court bench.

And because I was dragged
off the playground

at the early age of 10
to translate for family members

as they began to migrate
to the United States,

I understand how daunting it can be
for a person, a novice,

to navigate any government system.

Every day across America
and around the globe,

people encounter our courts,

and it is a place
that is foreign, intimidating

and often hostile towards them.

They are confused
about the nature of their charges,

annoyed about their encounters
with the police

and facing consequences that might impact
their relationships, their finances

and even their liberty.

Let me paint a picture for you

of what it’s like for the average person
who encounters our courts.

First, they’re annoyed as they’re probed
going through court security.

They finally get through court security,
they walk around the building,

they ask different people
the same question

and get different answers.

When they finally get
to where they’re supposed to be,

it gets really bad
when they encounter the courts.

What would you think if I told you

that you could improve
people’s court experience,

increase their compliance with the law

and court orders,

all the while increasing
the public’s trust

in the justice system

with a simple idea?

Well, that simple idea
is procedural justice

and it’s a concept that says

that if people perceive
they are treated fairly

and with dignity and respect,

they’ll obey the law.

Well, that’s what
Yale professor Tom Tyler found

when he began to study
as far back in the ’70s

why people obey the law.

He found that if people
see the justice system

as a legitimate authority
to impose rules and regulations,

they would follow them.

His research concluded

that people would be satisfied

with the judge’s rulings,

even when the judge ruled against them,

if they perceived
that they were treated fairly

and with dignity and respect.

And that perception of fairness
begins with what?

Begins with how judges speak
to court participants.

Now, being a judge

is sometimes like having
a reserve seat to a tragic reality show

that has no commercial interruptions

and no season finale.

It’s true.

People come before me handcuffed,

drug-sick, depressed, hungry

and mentally ill.

When I saw that their need for help

was greater than my fear
of appearing vulnerable on the bench,

I realized that not only
did I need to do something,

but that in fact I could do something.

The good news is is that the principles
of procedural justice are easy

and can be implemented
as quickly as tomorrow.

The even better news,
that it can be done for free.

(Laughter)

The first principle is voice.

Give people an opportunity to speak,

even when you’re
not going to let them speak.

Explain it.

“Sir, I’m not letting you speak right now.

You don’t have an attorney.

I don’t want you to say anything
that’s going to hurt your case.”

For me, assigning essays to defendants

has been a tremendous way
of giving them voice.

I recently gave an 18-year-old
college student an essay.

He lamented his underage drinking charge.

As he stood before me reading his essay,

his voice cracking
and his hands trembling,

he said that he worried that he
had become an alcoholic like his mom,

who had died a couple of months prior
due to alcohol-related liver disease.

You see, assigning a letter
to my father, a letter to my son,

“If I knew then what I know now …”

“If I believed one
positive thing about myself,

how would my life be different?”

gives the person an opportunity
to be introspective,

go on the inside,

which is where all the answers are anyway.

But it also gives them an opportunity

to share something with the court
that goes beyond their criminal record

and their charges.

The next principle is neutrality.

When increasing public trust
in the justice system,

neutrality is paramount.

The judge cannot be perceived
to be favoring one side over the other.

The judge has to make a conscious decision
not to say things like,

“my officer,” “my prosecutor,”
“my defense attorney.”

And this is challenging
when we work in environments

where you have people
assigned to your courts,

the same people coming
in and out of your courts as well.

When I think of neutrality,

I’m reminded of when I was
a new Rutgers Law grad

and freshly minted attorney,

and I entered an arbitration
and I was greeted by two grey-haired men

who were joking about
the last game of golf they played together

and planning future social outings.

I knew my client couldn’t get
a fair shot in that forum.

The next principle is understand.

It is critical that court participants
understand the process,

the consequences of the process

and what’s expected of them.

I like to say that legalese
is the language we use to confuse.

(Laughter)

I am keenly aware that the people
who appear before me,

many of them have very little education

and English is often
their second language.

So I speak plain English in court.

A great example of this
was when I was a young judge –

oh no, I mean younger judge.

(Laughter)

When I was a younger judge,
a senior judge comes to me,

gives me a script and says,

“If you think somebody
has mental health issues,

ask them these questions
and you can get your evaluation.”

So the first time I saw someone

who had what I thought
was a mental health issue,

I went for my script
and I started to ask questions.

“Um, sir, do you take psycho –
um, psychotrop –

psychotropic medication?”

“Nope.”

“Uh, sir, have you treated
with a psychiatrist before?”

“Nope.”

But it was obvious that the person
was suffering from mental illness.

One day, in my frustration, I decided
to scrap the script and ask one question.

“Ma’am, do you take medication
to clear your mind?”

“Yeah, judge, I take Haldol
for my schizophrenia,

Xanax for my anxiety.”

The question works even when it doesn’t.

“Mr. L, do you take medication
to clear your mind?”

“No, judge, I don’t take
no medication to clear my mind.

I take medication
to stop the voices in my head,

but my mind is fine.”

(Laughter)

You see, once people
understand the question,

they can give you valuable information

that allows the court
to make meaningful decisions

about the cases that are before them.

The last principle is respect,

that without it none
of the other principles can work.

Now, respect can be as simple as,

“Good afternoon, sir.”
“Good morning, ma’am.”

It’s looking the person in the eye
who is standing before you,

especially when you’re sentencing them.

It’s when I say,
“Um, how are you doing today?

And what’s going on with you?”

And not as a greeting,

but as someone who is
actually interested in the response.

Respect is the difference between saying,

“Ma’am, are you having difficulty

understanding the information
in the paperwork?”

versus, “You can
read and write, can’t you?”

when you’ve realized
there’s a literacy issue.

And the good thing about respect
is that it’s contagious.

People see you being
respectful to other folks

and they impute
that respect to themselves.

You see, that’s what
the transgender prostitute was telling me.

I’m judging you just as much
as you think you may be judging me.

Now, I am not telling you what I think,

I am telling you what I have lived,

using procedural justice
to change the culture at my courthouse

and in the courtroom.

After sitting comfortably for seven months

as a traffic court judge,

I was advised that I was being moved
to the criminal court,

Part Two, criminal courtroom.

Now, I need you to understand,

this was not good news.

(Laughter)

It was not.

Part Two was known
as the worst courtroom in the city,

some folks would even say in the state.

It was your typical urban courtroom
with revolving door justice,

you know, your regular lineup
of low-level offenders –

you know, the low-hanging fruit,

the drug-addicted prostitute,

the mentally ill homeless person
with quality-of-life tickets,

the high school dropout petty drug dealer
and the misguided young people –

you know, those folks
doing a life sentence

30 days at a time.

Fortunately, the City of Newark
decided that Newarkers deserved better,

and they partnered
with the Center for Court Innovation

and the New Jersey Judiciary

to create Newark Community Solutions,

a community court program

that provided alternative sanctions.

This means now a judge

can sentence a defendant
to punishment with assistance.

So a defendant who would
otherwise get a jail sentence

would now be able to get
individual counseling sessions,

group counseling sessions
as well as community giveback,

which is what we call community service.

The only problem is
that this wonderful program

was now coming to Newark
and was going to be housed where?

Part Two criminal courtroom.

And the attitudes there were terrible.

And the reason that
the attitudes were terrible there

was because everyone who was sent there

understood they were
being sent there as punishment.

The officers who were facing
disciplinary actions at times,

the public defender and prosecutor

felt like they were doing
a 30-day jail sentence on their rotation,

the judges understood
they were being hazed

just like a college
sorority or fraternity.

I was once told that
an attorney who worked there

referred to the defendants
as “the scum of the earth”

and then had to represent them.

I would hear things from folks like,

“Oh, how could you work
with those people? They’re so nasty.

You’re a judge, not a social worker.”

But the reality is that as a society,
we criminalize social ills,

then sent people to a judge
and say, “Do something.”

I decided that I was going
to lead by example.

So my first foray into the approach
came when a 60-something-year-old man

appeared before me handcuffed.

His head was lowered and his body
was showing the signs of drug withdrawal.

I asked him how long he had been addicted,
and he said, “30 years.”

And I asked him, “Do you have any kids?”

And he said, “Yeah,
I have a 32-year-old son.”

And I said, “Oh, so you’ve never
had the opportunity

to be a father to your son
because of your addiction.”

He began to cry.

I said, “You know what,
I’m going to let you go home,

and you’ll come back in two weeks,

and when you come back, we’ll give you
some assistance for your addiction.”

Surprisingly, two weeks passed
and he was sitting the courtroom.

When he came up, he said,
“Judge, I came back to court

because you showed me more love
than I had for myself.”

And I thought, my God,
he heard love from the bench?

I could do this all day.

(Laughter)

Because the reality is that
when the court behaves differently,

then naturally people respond differently.

The court becomes a place
you can go to for assistance,

like the 60-something-year-old
schizophrenic homeless woman

who was in distress

and fighting with the voices in her head,

and barges into court,
and screams, “Judge!

I just came by to see how you were doing.”

I had been monitoring her case
for a couple of months,

her compliance with her medication,

and had just closed out her case
a couple of weeks ago.

On this day she needed help,

and she came to court.

And after four hours
of coaxing by the judge,

the police officers and the staff,

she is convinced to get into the ambulance

that will take her to crisis unit

so that she can get her medication.

People become connected to their community

when the court changes,

like the 50-something-year-old man

who told me, “Community service
was terrible, Judge.

I had to clean the park,
and it was full of empty heroin envelopes,

and the kids had to play there.”

As he wrung his hands, he confessed,

“Judge, I realized that it was my fault,

because I used that same park to get high,

and before you sent me there
to do community service,

I had never gone to the park
when I wasn’t high,

so I never noticed
the children playing there.”

Every addict in the courtroom
lowered their head.

Who better to teach that lesson?

It helps the court reset
its relationship with the community,

like with the 20-something-year-old guy

who gets a job interview
through the court program.

He gets a job interview
at an office cleaning company,

and he comes back to court to proudly say,

“Judge, I even worked in my suit
after the interview,

because I wanted the guy to see
how bad I wanted the job.”

It’s what happens
when a person in authority

treats you with dignity and respect,

like the 40-something-year-old guy
who struts down the aisle

and says, “Judge,
do you notice anything different?”

And when I look up,

he’s pointing at his new teeth

that he was able to get after getting
a referral from the program,

but he was able to get them
to replace the old teeth

that he lost as a result
of years of heroin addiction.

When he looks in the mirror,

now he sees somebody who is worth saving.

You see, I have a dream

and that dream is
that judges will use these tools

to revolutionize
the communities that they serve.

Now, these tools
are not miracle cure-alls,

but they get us light-years closer
to where we want to be,

and where we want to be is a place
that people enter our halls of justice

and believe they will be treated
with dignity and respect

and know that justice
will be served there.

Imagine that, a simple idea.

Thank you.

(Applause)

“法官,我想告诉你一件事。
我想告诉你一件事。

我一直在看着你

,你不是两面人。

你对每个人都一视同仁。”

这是一个变性妓女对我说的

,在我坐上替补席

之前,她解雇了她的公设辩护人,

侮辱了法庭官员

,并对坐在她旁边的人大喊:

“我不知道你在看什么。
我比你身边的那个女孩好看。”

(笑声)

在我说她的男性名字足够低

以至于可以
被记录拾取之后,

她对我说了这句话,但我说她的女性名字足够响亮,

以便她可以
有尊严地沿着过道走向辅导员的桌子。

这就是最好的程序正义
,也称为程序公平

你看,我
是一个非裔美国垃圾

人的女儿,她出生在哈莱姆区

,夏天
在被隔离的南方度过。

Soy la hija de una peluquera dominicana。

我这样做是为了确保
你仍然在关注。

(笑声)

我是一位多米尼加美容师的女儿,

她来到这个国家是
为了让她未出生的孩子过上更好的生活。

我的父母告诉我,

无论他们长相如何,
无论他们如何穿着,

无论他们如何说话,你都要以尊严和尊重对待你遇到的每一个人。

你看,公平原则

在我很小的时候就教给了我,

而我不知道的是,
这将

是我
带到纽瓦克市法院法官席上的最重要的一课。

而且因为我

在 10 岁的时候就被拖出操场为开始

移民美国的家人翻译,

我明白
对于一个新手来说,

在任何政府系统中导航是多么令人生畏。

每天在美国
和全球各地,

人们都会遇到我们的法庭

,这是一个
陌生的、令人生畏的地方,

而且常常对他们怀有敌意。

他们对指控的性质感到困惑,

对与警察的遭遇感到恼火

并面临可能影响
他们的人际关系、财务

甚至自由的后果。

让我为您描绘

出普通人
遇到我们法庭的情况。

首先,当
他们通过法庭保安进行调查时,他们很生气。

他们终于通过了法庭的安检,
他们在大楼里走来走去,

他们问不同的
人同样的问题

,得到不同的答案。

当他们最终到达
他们应该去的地方

时,当他们遇到法庭时会变得非常糟糕。

如果我告诉您

,您可以通过一个简单的想法改善
人们的法庭体验,

提高他们对法律

和法院命令的遵守

,同时
增加公众

对司法系统的信任,您会怎么想

嗯,这个简单的想法
就是程序正义

,这个概念表明

,如果人们认为
他们受到公平

、有尊严和尊重的对待,

他们就会遵守法律。

嗯,这就是
耶鲁大学教授汤姆泰勒早在 70

年代就开始研究

人们为什么要遵守法律时所发现的。

他发现,如果人们
将司法系统

视为
实施规则和条例的合法权威,

他们就会遵守这些规则。

他的研究得出的结论

如果人们
认为自己受到了公平

、有尊严和尊重的对待,即使在法官作出不利于他们的裁决时,人们也会对法官的裁决感到满意。

这种对公平的看法是
从什么开始的?

从法官如何
与法庭参与者交谈开始。

现在,成为一名

法官有时就像在没有商业中断和季终
的悲剧真人秀节目中占有一席之地

这是真的。

人们带着手铐、

吸毒、抑郁、饥饿

和精神病患者来到我面前。

当我看到他们对帮助的需求

比我
害怕在替补席上显得脆弱时,

我意识到
我不仅需要做点什么,

而且事实上我可以做点什么。

好消息是
,程序正义的原则很容易

,明天就可以尽快实施

更好的消息是
,它可以免费完成。

(笑声

) 第一个原则是声音。

给人们一个说话的机会,

即使你
不打算让他们说话。

解释一下。

“先生,我现在不让你说话。

你没有律师。

我不想让你说
任何会伤害你的案子的事情。”

对我来说,给被告分配论文


一种让他们发声的好方法。

我最近给了一个 18 岁的
大学生一篇论文。

他感叹他对未成年人饮酒的指控。

当他站在我面前阅读他的文章时,

他的声音嘶哑
,双手颤抖,

他说他担心自己
已经像他妈妈一样成为酒鬼

,几个月前他
死于与酒精有关的肝病。

你看,
给我父亲一封信,给我儿子一封信,

“如果我当时知道我现在所知道的……”

“如果我相信
自己有一件积极的事情,

我的生活会有什么不同?”

让人们有
机会进行内省,深入内心,

无论如何,这就是所有答案的所在。

但这也让他们有机会

与法庭
分享超出他们的犯罪记录

和指控的东西。

下一个原则是中立。

在提高公众
对司法系统的信任时,

中立性至关重要。

不能
认为法官偏袒一方而不是另一方。

法官必须有意识地决定
不说

“我的官员”、“我的检察官”、
“我的辩护律师”之类的话。

当我们在您的法庭分配人员的环境中工作时,这是具有挑战性的

,同样的
人进出您的法庭也是如此。

当我想到中立时,

我想起了
我刚从罗格斯大学法学院毕业

和刚成为律师的时候,当

我进入仲裁庭时
,有两个白发苍苍的男人向我打招呼,

他们开玩笑说
他们打的最后一场高尔夫球

一起规划未来的社交活动。

我知道我的客户无法
在那个论坛上获得公平的机会。

下一个原则是理解。

法庭参与者
了解程序、程序

的后果

以及对他们的期望是至关重要的。

我想说法律
术语是我们用来混淆的语言。

(笑声)

我敏锐地意识到
出现在我面前的人,

他们中的许多人没有受过多少教育,

而英语往往是
他们的第二语言。

所以我在法庭上说简单的英语。

一个很好的例子
是当我还是一名年轻的法官时——

哦,不,我是指年轻的法官。

(笑声)

当我还是一名年轻法官时,
一位资深法官来找我,

给我一个剧本并说:

“如果你认为某人
有心理健康问题,

问他们这些问题
,你就能得到你的评价。”

因此,当我第一次看到有人

患有我
认为的心理健康问题时,

我就去找我的剧本
并开始提问。

“嗯,先生,你服用精神药物——
嗯,精神药物——

精神药物吗?”

“不。”

“呃,先生,您
以前看过心理医生吗?”

“不。”

但很明显,这个
人患有精神疾病。

有一天,我沮丧地
决定放弃剧本并提出一个问题。

“夫人,
您吃药清心吗?”

“是的,法官,我服用 Haldol
治疗我的精神分裂症,服用

Xanax 治疗我的焦虑症。”

即使没有,这个问题也有效。

“L先生,
您吃药清心吗?”

“不,法官,我
不吃药来清醒头脑。

我吃药
来阻止头脑中的声音,

但我的头脑很好。”

(笑声)

你看,一旦人们
理解了这个问题,

他们就可以给你有价值的信息

,让法院

他们面前的案件做出有意义的决定。

最后一个原则是尊重

,没有它
其他任何原则都行不通。

现在,尊重可以简单到

“下午好,先生”。
“早上好,女士。”

它看着
站在你面前的人的眼睛,

尤其是在你对他们宣判的时候。

当我说,
“嗯,你今天过得怎么样?

你怎么了?”

不是作为问候,

而是作为
真正对回应感兴趣的人。

尊重是说

“女士,您难以理解

文书工作中的信息吗?”之间的区别。

与,“你
可以读写,不是吗?”

当你意识到
存在识字问题时。

尊重的好处
是它具有传染性。

人们看到你
尊重其他人

,他们把
这种尊重归于自己。

你看,这
就是变性妓女告诉我的。

我在评判你,
就像你认为你在评判我一样。

现在,我不是在告诉你我的想法,

我是在告诉你我的生活,

使用程序正义
来改变我的法院

和法庭的文化。

在作为交通法庭法官舒适地坐了七个月后

我被告知我将被转移
到刑事法庭,

第二部分,刑事法庭。

现在,我需要你明白,

这不是好消息。

(笑声

) 不是。

第二部分被
称为该市最糟糕的法庭,

有些人甚至会说在该州。

这是典型的
带有旋转门司法的城市法庭,

你知道,你
的低级罪犯的常规阵容 -

你知道,低垂的果实

,吸毒成瘾的妓女,

有生活质量的精神病无家可归者 门票

,高中辍学的小毒贩
和被误导的年轻人——

你知道,那些
一次被判

30天无期徒刑的人。

幸运的是,纽瓦克市
认为纽瓦克人应该得到更好的待遇

,他们
与法院创新中心

和新泽西司法机构

合作创建了纽瓦克社区解决方案,这

是一个提供替代制裁的社区法院计划

这意味着现在法官

可以
在协助下判处被告人惩罚。

因此,
原本会被判入狱的被告

现在可以得到
个人辅导课程、

团体辅导课程
以及社区回馈,

这就是我们所说的社区服务。

唯一的问题是
,这个精彩的

节目现在来到了纽瓦克,
并且将被安置在哪里?

第二部分刑事法庭。

那里的态度很糟糕。

那里的态度很糟糕的原因

是因为每个被派到那里的人都

知道他们
被派到那里是为了惩罚。

有时面临纪律处分的警官

、公设辩护人和检察官

觉得
他们轮流被判 30 天监禁

,法官明白
他们

就像大学
联谊会或兄弟会一样受到欺凌。

曾经有人告诉我
,在那里工作的律师

称被告
为“人渣”

,然后必须代表他们。

我会听到一些人说,

“哦,你怎么能
和那些人一起工作?他们太讨厌了。

你是法官,而不是社会工作者。”

但现实情况是,作为一个社会,
我们将社会弊病定为犯罪,

然后派人去见法官
,说“做点什么”。


决定以身作则。

因此,
当一名 60 多岁的男子

戴着手铐出现在我面前时,我第一次尝试这种方法。

他的头低了下来,他的
身体出现了戒毒的迹象。

我问他上瘾多久了
,他说“30年”。

我问他:“你有孩子吗?”

他说:“是的,
我有一个 32 岁的儿子。”

我说,“哦,因为你的毒瘾,所以你从来没有

机会成为你儿子的父亲
。”

他开始哭了。

我说:“你知道吗,
我会让你回家,

两周后你会回来,

等你回来,我们
会帮你戒毒。”

令人惊讶的是,两周过去了
,他坐在法庭上。

当他上来时,他说:
“法官,我回到法庭

是因为你给我的爱
比我对自己的爱更多。”

我想,我的上帝,
他从板凳上听到了爱?

我可以整天这样做。

(笑声)

因为现实是,
当法庭表现不同时

,人们自然会有不同的反应。

法庭变成了一个
你可以求助的地方,

就像那个60多岁的
精神分裂症无家可归的女人

,她在痛苦

中挣扎,在她的脑海中

挣扎,闯入法庭
,尖叫:“法官!

我只是 过来看看你过得怎么样。” 几个月来

我一直在监视她的
病例,

她对药物的依从性

,几周前刚刚结束了她的
病例。

这一天她需要帮助

,她来到了法庭。

在法官

、警察和工作人员四个小时的

劝说下,她被说服上了救护车

,将她带到危机部门,

以便她可以得到她的药物。 当法庭发生变化时,

人们会与他们的社区建立联系

就像 50 多岁的

男人告诉我,“社区服务
很糟糕,法官。

我不得不打扫公园
,里面装满了空的海洛因信封,

而且 孩子们必须在那里玩。”

他一边拧着手,一边坦白道:

“法官,我意识到是我的错,

因为我在同一个公园上过瘾,

而在你派我
去社区服务之前,

我从来没有去过公园
。 不高,

所以我从来没有
注意到孩子们在那里玩耍。”

法庭上的每个瘾君子都
低下了头。

谁能更好地教这一课?

它有助于法院重新
建立与社区的关系,

例如通过法院计划获得工作面试的 20 多岁的人


在一家办公室清洁公司接受了工作面试

,他回到法庭上自豪地说:

“法官,面试后我什至穿着西装工作,

因为我想让那个人看到
我对这份工作有多渴望。”

当一个权威人士

以尊严和尊重对待你时,就会发生这种情况,

就像一个 40 多岁的
人大步走在过

道上说:“法官,
你注意到什么不同了吗?”

当我抬起头时,

他指着他的新牙齿

,这是他在
获得该计划的推荐后能够得到的,

但他能够让
它们取代


因多年海洛因成瘾而失去的旧牙齿。

当他照镜子时,

现在他看到了值得拯救的人。

你看,我有一个梦想

,这个梦想
是法官将使用这些工具

来彻底
改变他们所服务的社区。

现在,这些工具
不是灵丹妙药,

但它们让我们离
我们想去的地方更近了光年

,我们想去的地方
是人们进入我们的司法大厅

并相信他们会得到
有尊严的对待的地方 尊重

并知道正义
将在那里得到伸张。

想象一下,一个简单的想法。

谢谢你。

(掌声)